Law on Access to Official Documents of Kosovo (2003)

LAW ON ACCESS TO OFFICIAL DOCUMENTS

 

Pursuant to Chapter 9.1.26 (a) of the Constitutional Framework,
 

For the purpose of enabling citizens  of Kosovo to participate more closely in the decision-making process of public institutions and guaranteeing that the public institutions enjoy greater legitimacy, transparency and are more effective and more accountable to the citizens of Kosovo,
 

the Assembly of Kosovo hereby adopts the following:

 

I. GENERAL PROVISIONS

Section 1

Purpose
 

The purpose of this Law is:
 

(a)        to define the principles, conditions and limits on grounds of public or private interest governing the right of access to documents of:

(i)         any Provisional Institution of Self-Government (PISG) organ or agency thereof,

(ii)         any municipality organ or agency thereof,

(iii)        any of the independent bodies and offices listed in or established under Chapter  

           11 of UNMIK Regulation No. 2001/9 (Constitutional Framework);

(iv)      Kosovo Trust Agency

(b)        to establish rules ensuring the easiest possible exercise of this right; and

(c)        to promote good administrative practice on access to documents.

 

Section 2

Definitions


For the purpose of this Law:
 

(a)        “ institutions” shall include all Provisional Institution of Self-Government organs and agencies thereof,  KTA, municipality organs , agencies thereof ,  as well as independent bodies and offices also listed in or established under chapter 11 of the Constitutional Framework,
 

(b)        "document" shall mean any content whatever its medium (written on paper or stored in electronic form or as a sound, visual or audiovisual recording) concerning a matter relating to the policies, activities and decisions falling within the institution's sphere of responsibility;
 

(c)        "third party" shall mean any natural or legal person, or any entity outside the institution concerned.

 

Section 3

Beneficiaries and scope
 

3.1.Any habitual resident of Kosovo or any person who meets eligibility requirements for

      registration as a habitual resident of Kosovo, and any natural or legal person residing

      or having its registered office in Kosovo, has a right of access to documents of the

      institutions, subject to the principles, conditions and limits defined in this Law.
 

3.2.The institutions may, subject to the same principles, conditions and limits, grant

      access to documents to any natural or legal person not residing or not having its

      registered office in Kosovo.
 

3.3.This Law shall apply to all documents held by an institution, drawn up or received by

      it and in its possession, in all areas of activity of the institutions.
 

3.4.Without prejudice to sections 4 and 8, documents shall be made accessible to the

      public either following a written application or directly in electronic form or through

      a register. In particular, documents drawn up or received in the course of a legislative

      procedure shall be made directly accessible in accordance with section 11.
 

3.5.Sensitive documents as defined in section 8.1 shall be subject to special treatment in

     accordance with that section.
 

3.6.This Law shall be without prejudice to rights of public access to documents held by

      the institutions which might follow from instruments of international law or acts of

      the institutions implementing them.

 

Section 4

Exceptions


4.1.The institutions shall refuse access to a document where disclosure would

      undermine the protection of

 
(a)        the public interest as regards:

(i)         public security,

(ii)         defense and military matters,

(iii)        international relations,

(iv)        the financial, monetary or economic policy of the PISG;

 
(b)        the privacy and the integrity of the individual, in particular in accordance with the applicable legislation regarding the protection of personal data.

 

4.2.The institutions shall refuse access to a document where disclosure would undermine

      the protection of:
 
(a)        commercial interests of a natural or legal person, including intellectual property,

(b)        court proceedings and legal advice,

(c)        the purpose of inspections, investigations and audits,

 

unless there is an overriding public interest in disclosure.

 

4.3.Government shall draft the list of the documents, which shall be treated as sensitive

      documents to the actions foreseen under section 4 and 8, in order to protect the public

      interests.
 

4.4.Access to a document, drawn up by an institution for internal use or received by an

      institution, which relates to a matter where the decision has not been taken by the

      institution, shall be refused if disclosure of the document would seriously undermine

      the institution's decision-making process, unless there is an overriding public interest

      in disclosure.

 
4.5.Access to a document containing opinions for internal use as part of deliberations and

      preliminary consultations within the institution concerned shall be refused even after

      the decision has been taken if disclosure of the document would seriously undermine    

      the institution's decision-making process, unless there is an overriding public interest

      in disclosure.

 
4.6.As regards third-party documents, the institution shall consult the third party with a

      view to assessing whether an exception in section 4.1 or 4.2 is applicable, unless it is

      clear that the document shall or shall not be disclosed.

 
4.7.If only parts of the requested document are covered by any of the exceptions, the

      remaining parts of the document shall be released.

 
4.8.The exceptions as laid down in sections 4.1 to 4.4 shall only apply for the period

      during which protection is justified on the basis of the content of the document. The

      exceptions may apply for a period of 30 years from the creation of the document.

 
4.9. In determining whether there is an overriding public interest in disclosure the

       institutions shall have due regard to considerations such as any failure to comply

       with a legal obligation, the existence of any offence, miscarriage of justice, abuse of

       authority or neglect in the performance of an official duty, unauthorized use of public

       funds, or danger to the health or safety of an individual or the general public.

 

II. PROCESSING OF APPLICATIONS

 

Section 5

Applications

 
5.1.Applications for access to a document shall be made in any written form, including

      electronic form, and in a sufficiently precise manner to enable the institution to

      identify the document. The applicant is not obliged to state reasons for the

      application.
 

5.2.If an application is not sufficiently precise, the institution shall ask the applicant to

      clarify the application and shall assist the applicant in doing so, for example, by

      providing information on the use of the public registers of documents.

 
5.3.In the event of an application relating to a very long document or to a very large

      number of documents, the institution concerned may confer with the applicant

      informally, with a view to finding a fair solution.

 
5.4.The institutions shall provide information and assistance to persons on how and

      where applications for access to documents can be made.

 


Section 6

Processing of initial applications

 
6.1.An application for access to a document shall be handled promptly. An

      acknowledgement of receipt shall be sent to the applicant. Within 15 working days

      from registration of the application, the institution shall either grant access to the

      document requested and provide access in accordance with section 9 within that

      period or, in a written reply, state the reasons for the total or partial refusal and inform

      the applicant of his or her right to make a confirmatory application in accordance with

      section 6.2.
 

6.2.In the event of a total or partial refusal, the applicant may, within 15 working days of

      receiving the institution's reply, make a confirmatory application asking the

      institution to reconsider its position.

 
6.3.In exceptional cases, where an application relates to a very long document or to a

     very large number of documents, the time-limit provided for in section 6.1 may be

     extended by 15 working days, provided that the applicant is notified in advance and

     that detailed reasons are given.

 
6.4.Failure by the institution to reply within the prescribed time-limit shall entitle the

      applicant to make a confirmatory application.

 


Section 7

Processing of confirmatory applications
 

7.1.A confirmatory application shall be handled promptly. Within 15 working days from

      registration of such an application, the institution shall either grant access to the

      document requested and provide access in accordance with section 9 within that

      period or, in a written reply, state the reasons for the total or partial refusal. In the

      event of a total or partial refusal,  the institution shall inform the applicant of the

      remedies open to him or her, namely instituting court proceedings against the

      institution pursuant to the provisions of the relevant applicable law and/or filing a

      complaint with the Ombudsperson pursuant to Chapter 10 of the Constitutional

      Framework and UNMIK Regulation No. 2000/38.

 
7.2.In exceptional cases, where an application relates to a very long document or to a

      very large number of documents, the time limit provided for in section 7.1 may be

      extended by 15 working days, provided that the applicant is notified in advance and

      that detailed reasons are given.

 
7.3.Failure by the institution to reply within the prescribed time limit shall be considered

      as a negative reply and entitle the applicant to institute court proceedings against the

      institution pursuant to the provisions of the relevant applicable law and/or file a

      complaint with the Ombudsperson following the provisions of Chapter 10 of the

      Constitutional Framework and UNMIK Regulation No. 2000/38.

 


Section 8

Treatment of sensitive documents

 
8.1.Sensitive documents are documents originating from the institutions classified in

      accordance with the rules of the institution concerned, which protect essential

      interests of the PISG.
 

8.2.Applications for access to sensitive documents under the procedures laid down in

      sections 6 and 7 shall be handled only by those persons who have a right to acquaint

      themselves with those documents. These persons shall also assess which references to

      sensitive documents could be made in the public register.

 
8.3.Sensitive documents shall be recorded in the register or released only with the

      consent of the originator.

 
8.4.An institution which decides to refuse access to a sensitive document shall give the

      reasons for its decision in a manner which does not harm the interests protected in

      section 4.
 

8.5.The rules of the institutions concerning sensitive documents shall be made public.

 
 

Section 9

Access following an application

 
9.1.The applicant shall have access to documents either by consulting them on the spot or

      by receiving a copy, including, where available, an electronic copy, according to the

      applicant's preference. The cost of producing and sending copies may be charged to

      the applicant. This charge shall not exceed the real cost of producing and sending the

      copies. Consultation on the spot, copies of less than 20 A4 pages and direct access in

      electronic form or through the register shall be free of charge.

 
9.2.If a document has already been released by the institution concerned and is easily

      accessible to the applicant, the institution may fulfill its obligation of granting access

      to documents by informing the applicant how to obtain the requested document.


9.3.Documents shall be supplied in an existing version and format (including

      electronically or in an alternative format such as Braille, large print or tape) with full

      regard to the applicant's preference.

 
 

III. REGISTERS

 
Section 10

Registers
 

10.1.Each institution shall provide public access to a register of documents. Access to the

        register should be provided, where possible, in electronic form. References to

        documents shall be recorded in the register without delay.
 

10.2.For each document the register shall contain a reference number, the subject matter

        and a short description of the content of the document and the date on which it was

        received or drawn up and recorded in the register. References shall be made in a

        manner which does not undermine protection of the interests in section 4.

 
10.3.The institutions shall immediately take the measures necessary to establish a register

        which shall be operational by 1 January 2004.

 

Section 11

Direct access in electronic form or through a register

 
11.1.The institutions shall as far as possible make documents directly accessible to the

        public in electronic form or through a register in accordance with the rules of the

        institution concerned.
 

11.2.In particular, legislative documents, including documents drawn up or received in

        the course of procedures for the adoption of acts which are legally binding shall,

        subject to sections 4 and 8, be made directly accessible.

 
11.3.Where possible, other documents, notably documents relating to the development of

        policy or strategy, should be made directly accessible.

 
11.4.Where direct access is not given through the register, the register shall as far as

        possible indicate where the document is located.

 

 

IV. IMPLEMENTATION

 

Section 12

Languages

 
Members of communities, as defined in the Constitutional Framework, may exercise their rights as set out in this law in their respective language.

 

Section 13

Information

 
Each institution shall take the requisite measures to inform the public of

 
(a)        the rights they enjoy under this Law; and

(b)        a contact person at the institution to whom questions and concerns can be

            directed.

 
 

Section 14

Administrative practice in the institutions

 
14.1.The institutions shall develop good administrative practices in order to facilitate the

        exercise of the right of access guaranteed by this Law.

 
14.2.The institutions shall establish an inter-institutional committee to examine best

        practices, to address possible conflicts and to discuss future developments on public

        access to documents.
 

14.3.The Government shall have the authority to issue secondary legislation with regard

        to the implementation of the present Law and in particular with regard to the

        establishment of rules and procedures with respect to the classification of sensitive

        documents.

 
 

Section 15

Reproduction of documents
 

This Law shall be without prejudice to any existing rules on copyright which may limit a third party's right to reproduce or exploit released documents.

 
 

Section 16

Reports

 
16.1.Each institution shall publish annually a report for the preceding year including the

        number of cases in which the institution refused to grant access to documents, the

        reasons for such refusals and the number of sensitive documents not recorded in the

        register.

16.2.At the latest by 31 July 2004, and every year thereafter, the Office of the Prime

        Minister shall publish a report, and file a copy with the Assembly of Kosovo, on the

        implementation of this Law and shall make recommendations, including, if

        appropriate, proposals for the revision of this Law and an action programmed of

        measures to be taken by the institutions.

 

 

V. TRANSITIONAL PROVISIONS
 

Section 17

Transitional Provisions regarding access to sensitive documents

 
17.1.The Government shall adopt adequate rules and procedures regarding the

        classification of sensitive documents pursuant to section 8 , sixty days  after the

        Law come to effect.

 17.2.Failure to provide rules and procedures in compliance with section 17.1 shall not

        permit the institutions to deny access to documents pursuant to section 8.

 
 

Section 18

Transitional Provisions regarding the protection of personal data
 

Pending the entry into force of legislation related to the protection of personal data, the institutions may only release such data upon prior and explicit consent of the person affected.

 

VI. FINAL PROVISION

 

Section 19

Entry into force

This Law shall enter into force on the day of its promulgation by the Special Representative of the Secretary-General in Kosovo.

 
 

 

06.11.2003
UNMIK/REG/2003/32